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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-03-07
OK RA APPROVED 1997-03-18
  • TX RA
    APPROVED_RES
    Since 2001-03-07
  • OK RA
    APPROVED
    Since 1997-03-18

Branch Locations

1924 S Utica Ave Ste 710, Tulsa, OK 74104-6513 • United States

Kq Wealth Management Llc

1924 South Utica Suite 710, Tulsa, OK 74104 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1990-01-19
  • OK RA
    APPROVED
    Since 1990-01-19

Branch Locations

1924 South Utica Suite 710, Tulsa, OK 74104 • United States

1924 South Utica, Suite 710, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Don P. Quint & Associates Tulsa OK 06/1978 09/2024
Lpl Financial, Llc Tulsa OK 01/1997 Present
Kq Wealth Management Tulsa OK 09/2024 Present
  • 06/1978 → 09/2024
    Don P. Quint & Associates
    Tulsa, OK
  • 01/1997 → Present
    Tulsa, OK
  • 09/2024 → Present
    Kq Wealth Management
    Tulsa, OK
Other Businesses

1. 06/27/2008: NOLAN FINANCIAL GROUP (NFG) - Third Party Administrator (TPA) - INV REL - AT REPORTED BUSINESS LOCATION - 10% TIME SPENT - NFG is a TPA providing nonqualified executive benefit plan design, admin and recordkeeping and funding management. I use NFG to provide TPA services to my clients. Any life insurance is split at carrier level. 2. 08/23/2013: DON P. QUINT & ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 3. 08/12/2015 - DON P. QUINT & ASSOCIATES - INV REL - 1924 S. UTICA, SUITE 710 TULSA, OK 74104 - REGISTERED INVESTMENT ADVISOR DBA - START 01/01/1990 - 48 HRS PER MONTH/36 HRS DURING TRADING. 4. 08/15/2024 - KQ Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 48 Hours Per Month/ 36 Hours During Trading 5. 11/01/2024 - KQ Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 160 Hours Per Month/ 8 Hours During Trading 6. 11/04/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/1978 - 24 Hours Per Month/ 6 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-08
  • S63 Uniform Securities Agent State Law Examination
    1990-01-08
Designations

View on SEC IAPD

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