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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-03-07 |
| OK | RA | APPROVED | 1997-03-18 |
Branch Locations
1924 S Utica Ave Ste 710, Tulsa, OK 74104-6513 • United States
1924 South Utica Suite 710, Tulsa, OK 74104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 1990-01-19 |
Branch Locations
1924 South Utica Suite 710, Tulsa, OK 74104 • United States
1924 South Utica, Suite 710, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Don P. Quint & Associates | Tulsa | OK | 06/1978 | 09/2024 |
| Lpl Financial, Llc | Tulsa | OK | 01/1997 | Present |
| Kq Wealth Management | Tulsa | OK | 09/2024 | Present |
1. 06/27/2008: NOLAN FINANCIAL GROUP (NFG) - Third Party Administrator (TPA) - INV REL - AT REPORTED BUSINESS LOCATION - 10% TIME SPENT - NFG is a TPA providing nonqualified executive benefit plan design, admin and recordkeeping and funding management. I use NFG to provide TPA services to my clients. Any life insurance is split at carrier level. 2. 08/23/2013: DON P. QUINT & ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 3. 08/12/2015 - DON P. QUINT & ASSOCIATES - INV REL - 1924 S. UTICA, SUITE 710 TULSA, OK 74104 - REGISTERED INVESTMENT ADVISOR DBA - START 01/01/1990 - 48 HRS PER MONTH/36 HRS DURING TRADING. 4. 08/15/2024 - KQ Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 48 Hours Per Month/ 36 Hours During Trading 5. 11/01/2024 - KQ Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 160 Hours Per Month/ 8 Hours During Trading 6. 11/04/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/1978 - 24 Hours Per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-08 |
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