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359 West 26Th Street, Erie, PA 16508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-12 |
| PA | RA | APPROVED | 2018-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2010 | Present |
| I.M.S. Wealth Management, Llc | Erie | PA | 11/2018 | Present |
| Axa Advisors | Erie | PA | 10/2010 | 11/2018 |
William Eric Johnson Consultants, 3630 Culpepper Drive, Erie, PA 16506, Non-Investment Related, Real Estate Consultant, Began 1/2020. Approximately 4 hours per month devoted to business activities, one hour during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1981-07-31 |
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