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William Eric Johnson

I.M.S. Wealth Management, LLC

Erie, PA

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Current Employers
I.M.S. Wealth Management, Llc

359 West 26Th Street, Erie, PA 16508 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-12
PA RA APPROVED 2018-11-14
  • NY RA
    APPROVED
    Since 2022-11-12
  • PA RA
    APPROVED
    Since 2018-11-14

Branch Locations

359 West 26Th Street, Erie, PA 16508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2010 Present
I.M.S. Wealth Management, Llc Erie PA 11/2018 Present
Axa Advisors Erie PA 10/2010 11/2018
  • 09/2010 → Present
    Axa Advisors, Llc
    New York, NY
  • 11/2018 → Present
    Erie, PA
  • 10/2010 → 11/2018
    Axa Advisors
    Erie, PA
Previous Registrations
Other Businesses

William Eric Johnson Consultants, 3630 Culpepper Drive, Erie, PA 16506, Non-Investment Related, Real Estate Consultant, Began 1/2020. Approximately 4 hours per month devoted to business activities, one hour during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-15
S63 Uniform Securities Agent State Law Examination 1981-07-31
  • S65 Uniform Investment Adviser Law Examination
    2010-06-15
  • S63 Uniform Securities Agent State Law Examination
    1981-07-31

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