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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
GA RA APPROVED 2023-06-08
FL RA APPROVED 2007-03-27
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • GA RA
    APPROVED
    Since 2023-06-08
  • FL RA
    APPROVED
    Since 2007-03-27

Branch Locations

9100 S. Dadeland Blvd. Suite 105, Miami, FL 33156 • United States

Suches, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Miami FL 03/2007 07/2023
Raymond James & Associates, Inc. Suches GA 07/2023 Present
Previous Registrations
  • 1991-01-01 → 2007-03-19
    Morgan Stanley Dw Inc.
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-10
S63 Uniform Securities Agent State Law Examination 1980-07-28
  • S65 Uniform Investment Adviser Law Examination
    1997-06-10
  • S63 Uniform Securities Agent State Law Examination
    1980-07-28

View on SEC IAPD

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