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Richard Lindsay Newton Weaver

Alliancebernstein L.P.

New York, NY

New York, NY

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-28
TX RA APPROVED_RES 2015-08-22
  • NY RA
    APPROVED
    Since 2022-05-28
  • TX RA
    APPROVED_RES
    Since 2015-08-22

Branch Locations

New York, NY • United States

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein New York NY 01/2004 Present
  • 01/2004 → Present
    Sanford C. Bernstein
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-27
S63 Uniform Securities Agent State Law Examination 1994-06-29
  • S65 Uniform Investment Adviser Law Examination
    2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    1994-06-29
Other Names
  • Richard Lindsay Weaver

View on SEC IAPD

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