Best Investors Account Sign in
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-06-30
WA RA APPROVED 2003-01-03
  • CA RA
    APPROVED
    Since 2005-06-30
  • WA RA
    APPROVED
    Since 2003-01-03

Branch Locations

500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States

Redmond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Bellevue WA 01/2003 Present
Previous Registrations
  • 1992-03-03 → 2003-01-03
    Cibc World Markets Corp.
    Seattle, WA
Other Businesses

TRUSTEE OF THE WIM SCHUT LIVING TRUST 11-15-23. THIS IS MY OWN PERSONAL TRUST.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-30
S63 Uniform Securities Agent State Law Examination 1979-09-24
  • S65 Uniform Investment Adviser Law Examination
    1993-07-30
  • S63 Uniform Securities Agent State Law Examination
    1979-09-24
Other Names
  • Wim A Schut

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bellevue, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor