David Michael Morris

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
WI	RA	APPROVED	2002-03-01

TX RA
APPROVED_RES

Since 2017-03-30
WI RA
APPROVED

Since 2002-03-01

Branch Locations

833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States

Brookfield, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets , Llc	Brookfield	WI	03/2008	Present
City National Bank	Brookfield	WI	12/2020	12/2023

03/2008 → Present

Rbc Capital Markets , Llc

Brookfield, WI
12/2020 → 12/2023

City National Bank

Brookfield, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-29
S63	Uniform Securities Agent State Law Examination	1979-09-07

S65 Uniform Investment Adviser Law Examination

1999-11-29
S63 Uniform Securities Agent State Law Examination

1979-09-07

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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