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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-07 |
| MD | RA | APPROVED | 2025-01-07 |
| NJ | RA | APPROVED | 2025-01-07 |
| NY | RA | APPROVED | 2022-05-19 |
| NC | RA | APPROVED | 2021-07-20 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boca Raton | FL | 07/2014 | Present |
| Herbert J. Sims | Boca Raton | FL | 01/2020 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 01/2020 | Present |
Timothy Garrettson is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Timothy Garrettson began his association with HJSCM in January 2020 and devotes approximately 50% of his time to HJSCM and approximately 10% of his time is spent on insurance products. 2) Timothy Garrettson is a non-compensated Officer of his wife's Dog Kennel/Dog Boarding business which is not investment-related. Name: DDC Acquisition Corp. Address: 865 SW Enterprise Way, Stuart FL. Timothy Garrettson is an officer of the company with direct involvement occurring outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-20 |
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