Richard David John Harig

Current Employers

Employment History

• 01/1996 → Present
  Legacy Resources Nc, Llc
  Lenoir, NC
• 04/2015 → 02/2018
  Liccar Securities & Custodial Services, Llc
  Chicago, IL
• 04/2015 → 12/2018
  Efficient Capital Management
  Warrenville, IL
• 07/2016 → 06/2020
  The Leaders Group, Inc.
  Littleton, CO
• 01/2017 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 06/2018 → 12/2024
  Great Point Capital, Llc
  Chicago, IL
• 12/2020 → 04/2024
  Signet Private Wealth
  Chicago, IL
• 01/2002 → Present
  Legacy Resources Nc, Llc
  Lenoir, NC
• 05/2025 → Present
  Macarthur Strategic Capital, Llc
  Denver, CO

Other Businesses

1.Legacy Resources NC, LLC.; Investment related; 1395 River Club Ridge Lenoir, NC; Registered Investment Adviser; Founder, President & Investment Advisor Representative; 01/1996; 10-20 hours/month devoted; 5-10 hours devoted during; investment advisory services. 2.MacArthur Strategic Capital; investment related; 234 S. Downing Street, Denver, CO., 80209; Broker-dealer; Registered Representative; 5/01/2025; 5-15 hours devoted per month; 5-10 hours during securities trading hours; sell securities. 3.Medinah Road Development Company; investment-related; 804 Roberts Road, Barrington, IL; Real estate company; Partner; 10/17/2016; 10 hours per month; 2 hours during securities trading hours; joint oversight of the land holding. 4.Resource Brokerage; investment-related; 1501 Woodfield Road, Suite 110E, Schaumburg, IL; Insurance; Insurance agent; 11/15/2017; 1hours per month; 1 hours during securities trading hours; sell Medicare supplemental insurance. 5.Target/Ash Insurance; investment-related; 11020 Oakmont Street, Overland Park, KS; insurance; insurance agent; 1/15/2018; 5 hours per month devoted; 1 hour during securities trading hours; provide insurance brokerage services. 6.Jackson Ventures, LLC; investment-related; 3240 N Lake Shore Dr., 3A, Chicago, IL 60657; venture capital firm; Contractor; 7/2020; 0-5 hours per month; 0 hours during securities trading hours; keeping investors informed. 7.Text and Context, L.L.C.; not investment-related; 1395 River Club Ridge, Lenoir, NC; commercial products and services; Founder; 7/15/2020; 40 hours per month; 10 hours during securities trading hours; facilitate introductions of potential customers and suppliers of their products and services and provide marketing support. 8.Opco/Realco; investment-related; 6641 West Broad Street, Suite 100, Richmond, VA; Real estate development in formation; Vice President; 12/04/2020; 10 hours per month; 10 hours during securities trading hours; gather documentation for property entitlements and business plans, prepare presentations for equity investors and lenders and coordinate with consultants, contractors, and other strategic partners in development. 9.Respada; investment-related; 110 Wall Street Suite 5054, New York, New York 10038; Family Office Platform; Member; 07/2021; 0-15 hours per month; 0-15 hours during securities trading hours; network with members and non-members regarding private equity and philanthropy. 10.Efficient Capital Management, LLC; investment-related; 4355 Weaver Parkway, Warrenville, IL 43555; commodity pool operator; Passive Partner; 12/01/2007; 0-5 hours per month; 0-2 during securities trading hours; passive partner. 11.Salient Guard; investment-related; 2874 Leeds Manor Rd., Markham, VA 22643; seed-stage technology company; Advisor; 10 hours per month; 10 hours during securities trading hours; recruit key marketing and outreach talent, as well as speak with advisors that have clients that could invest. 12.KORE Venture; not investment-related; 28 Ticklefancy Lane, Salem, NH 03079; Nonprofit focused on meeting the needs of young adult inheritors; President Emeritus; 5/1/2020; 3 hours per month; 3 hours during securities trading hours; no duties. 13.Concentric DNA; investment related; 808 Tarlton Ave., Burlington, N.C., 27216; seed-stage health services provider; Consultant; 01/2024; 10 hours devoted per month; 10 hours during securities trading hours; advisor to senior management and marketing and the recruitment of corporate prospects.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-11
• S63 Uniform Securities Agent State Law Examination
  1994-06-15

Other Names

• Rick Harig
• Richard David Harig