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James Lawrence Yost

LPl Financial LLC

Ada, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-06-04
  • MI RA
    APPROVED
    Since 2019-06-04

Branch Locations

979 Spaulding Ave Se Ste A, Ada, MI 49301-3705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc. Grand Rapids MI 02/1992 05/2019
Lpl Financial, Llc Ada MI 05/2019 Present
  • 02/1992 → 05/2019
    Hornor, Townsend & Kent, Inc.
    Grand Rapids, MI
  • 05/2019 → Present
    Ada, MI
Other Businesses

1. 09/01/1976 - JAMES L YOST, CLU, CHFC/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 15%/ ADA, MI 2. 05/20/2019 - GROWTRUST PARTNERS LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ADA, MI

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-11-17
  • S63 Uniform Securities Agent State Law Examination
    1982-11-17
Designations
Other Names
  • Jim Yost

View on SEC IAPD

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