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Naples, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-19 |
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearwater Capital Management Llc | Naples | FL | 02/1998 | Present |
I serve as an independent trustee of the Madison Funds, 550 Science Drive Madison WI 53711. This is an investment related business and I began serving as a trustee in 2005. This position requires approximately 1-2 days of hours per month and approximately half of the time would be during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-21 |
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