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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2007-07-25
  • OK RA
    APPROVED
    Since 2007-07-25

Branch Locations

5618 South Mingo Road, Tulsa, OK 74146 • United States

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gardners Tax Service Tulsa OK 03/2006 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2006 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2007 Present
  • 03/2006 → Present
    Gardners Tax Service
    Tulsa, OK
  • 09/2006 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2007 → Present
    Schaumburg, IL
Other Businesses

1)GARDNERS TAX SERVICE - NOT INVESTMENT RELATED; ACCOUNTING OFFICE; ADMIN SINCE 03/2006; 5-10 HRS/WEEK:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-05
  • S66 Uniform Combined State Law Examination
    2006-12-05
Other Names
  • Eric Lower

View on SEC IAPD

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