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Stephen Anthony Rigali

Kayne Anderson Rudnick Investment Management, LLC

Los Angeles, CA

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Current Employers
Kayne Anderson Rudnick Investment Management, Llc

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

2000 Avenue Of The Stars, Suite 1110, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kayne Anderson Rudnick Investment Management, Llc Los Angeles CA 06/1991 Present
Vp Distributors Inc Los Angeles CA 02/2009 Present
Other Businesses

TARANTULA HILL BREWING COMPANY, 244 THOUSAND OAKS BLVD, THOUSAND OAKS CA 91360; BUSINESS IS NOT INVESTMENT RELATED; NATURE OF BUSINESS: BREWING COMPANY; POSITION: BOARD MEMBER; START DATE: 1/1/18; 1 HR MONTHLY DEVOTED TO BUSINESS; DUTIES: PARTICIPATE IN MONTHLY CALLS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-11-09
  • S63 Uniform Securities Agent State Law Examination
    1983-11-09

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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