Ben Edward Lawler

Current Employers

Employment History

• 07/2006 → Present
  Lpl Financial, Llc
  Los Angeles, CA
• 02/2002 → Present
  Pro Active Advisors, Inc
  Los Angeles, CA
• 06/2017 → Present
  Perennial Financial Services (Perennial Investment Advisors Llc)
  Los Angeles, CA

Other Businesses

1 07/28/2006- PROACTIVE ADVISORS, INC. / CPA FIRM / LOS ANGELES CA 90025 / Tax Prep/Accounting/CPA / 35% OF HOURS 2. 3/9/2017 - PERENNIAL FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/06/2017 - 0 Hours Per Month. 3. 6/15/2017 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/12/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - investment related - At reported business location(s) - Registered Investment Advisor DBA - IAR - start 07/12/2017 - 80 Hours Per Month/6 Hours During Securities. - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Trading 5. 3/9/2020 - Perennial Financial and Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/06/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 05/02/2022 - Lawler Law Firm (Ben Lawler, ESQ.) - Not Investment Related - 11601 Wilshire Blvd Suite 500 - Other-Attorney - Start Date: 10/1/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 7. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hr During Trading. 8. 07/22/2024 - RGenius - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 03/04/2024 - 5 Hours Per Month/ 0 Hours During Trading 9. 09/15/2025- The Gail S Lawler Separate Property Trust DTD 07/25/2025- Act in a Fiduciary Capacity- Not INV Related- At Naples, FL- Start date 09/15/2025- 8 Hours Per Month- 8 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-09-02

Other Names

• Ben Lawler
• Ben Edward Lawler