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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-07-15 |
| CT | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norwalk | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norwalk | CT | 11/2016 | Present |
VISTA INDOOR TENNIS INC, NOT INVT RELATED, SO SALEM, NY, 19% OWNERSHIP, START DATE 11/11/1985, 1 HR PER MONTH, 0 HRS DURING TRADING, OPERATING INDOOR TENNIS COURT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-05 |
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