Cynthia Lee Schwert

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 09/2000 → Present
  Strategic Financial Services
  Pasadena, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-02-07 → 2009-02-27
  Cs Financial
  Glendale, CA
• 2005-10-31 → 2006-12-07
  United Capital Financial Advisors
  Newport Beach, CA
• 1998-09-03 → 2004-01-01
  Vestax Securities Corporation
  Glendale, CA

Other Businesses

1) FIXED INSURANCE AGENT; 2) NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 09/2000; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADULT EDUCATION ; START DATE: 10/2019 ; POSITION/TITLE/RELATIONSHIP: CLASS INSTRUCTOR ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: TEACH SAVVY SOCIAL SECURITY FOR BOOMERS CLASS ; 4) NAME OF OTHER BUSINESS: PERSONAL RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL START DATE: 5/15/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: COLLECTING RENTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-25
• S63 Uniform Securities Agent State Law Examination
  1988-10-11

Designations

Other Names

• Cynthia Ray Schwert
• Cynthia Schwert Ray
• Cynthia Schwert