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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-09-19 |
Branch Locations
San Clemente, CA • United States
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Carlsbad | CA | 04/2007 | 08/2018 |
| Wedbush Securities Inc | San Diego | CA | 08/2018 | 04/2022 |
| Wedbush Securities Inc | La Jolla | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-12-13 |
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