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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-26
  • FL RA
    APPROVED
    Since 2022-09-26

Branch Locations

3250 Mary Street Ste 206, 2Nd Fl, Miami, FL 33133 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Coral Gables FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Coral Gables FL 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Fort Lauderdale FL 09/2022 Present
Previous Registrations
  • 2003-07-01 → 2022-09-23
    Coral Gables, FL
    Coral Gables, FL
    Coral Gables, FL
  • 1997-01-03 → 2003-07-01
    Prudential Equity Group, Llc
    Coral Gables, FL
Other Businesses

JMCLM,LLC; INV. RELATED; MIAMI,FL; 95% OWNERSHIP; START DATE 09/23/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-05
S63 Uniform Securities Agent State Law Examination 1983-05-13
  • S65 Uniform Investment Adviser Law Examination
    1996-02-05
  • S63 Uniform Securities Agent State Law Examination
    1983-05-13
Designations
Other Names
  • Joanna Mora
  • Joanna Rudomen
  • Joanna Rudomen Mora

View on SEC IAPD

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