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Frank Howard Dogger

LPl Financial LLC

Lancaster, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06

Branch Locations

1525 Oregon Pike Suite 1902, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Lancaster PA 02/2000 05/2021
Lancaster Financial Group Llc Lancaster PA 04/2013 Present
The Investment Center, Inc. Lancaster PA 05/2021 03/2025
Ic Advisory Services, Inc. Lancaster PA 05/2021 03/2025
Lpl Financial Llc Lancaster PA 03/2025 Present
  • 02/2000 → 05/2021
    Cadaret, Grant & Co., Inc.
    Lancaster, PA
  • 04/2013 → Present
    Lancaster Financial Group Llc
    Lancaster, PA
  • 05/2021 → 03/2025
    The Investment Center, Inc.
    Lancaster, PA
  • 05/2021 → 03/2025
    Ic Advisory Services, Inc.
    Lancaster, PA
  • 03/2025 → Present
    Lancaster, PA
Previous Registrations
  • 2021-05-18 → 2025-03-06
    Ic Advisory Services, Inc.
    Lancaster, PA
    Bedminster, NJ
  • 2007-02-26 → 2021-05-20
    Cadaret, Grant & Co., Inc.
    Lancaster, PA
Other Businesses

1. 03/06/2025- Lancaster Financial Group, LLC- DBA for LPL Business- INV Related- At Reported Business Location(s)- Start date 01/01/2020- 160 Hours Per Month- 160 Hours During Trading 2. 03/06/2025- Frank H Dogger- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 12/06/2024- 10 Hours Per Month 3. 03/06/2025- Frank H Dogger- Business Owner- INV Related- At Lancaster, PA- Start date 12/06/2024- 10 Hours Per Month 4. 03/06/2025- Lancaster Financial Group, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/06/2024- 10 Hours Per Month- 10 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-08
  • S63 Uniform Securities Agent State Law Examination
    1983-08-08
Designations

View on SEC IAPD

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