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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dault Financial Services | Irons | MI | 01/1996 | Present |
| Securities America, Inc. | Irons | MI | 01/1996 | 06/2024 |
| Securities America Advisors, Inc | Irons | MI | 11/2001 | 06/2024 |
| Dault Financial Services | Irons | MI | 01/1996 | Present |
| Dault Financial Services | Irons | MI | 01/1997 | Present |
| Osaic Wealth, Inc. | Irons | MI | 06/2024 | Present |
| Osaic Wealth, Inc. | Irons | MI | 06/2024 | Present |
1. DAULT FINANCIAL SERVICES ACCOUNTING PRINCIPAL 15% TIME SPENT 2. DAULT FINANCIAL SERVICES POSITION: owner NATURE: My DBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/15/1996 ADDRESS: 9846 W. Harper Dr., Irons MI 49644 DESCRIPTION: Accounting & Tax preparation 3. THE PRIESTLY FATERNITY OF THE SACRED HEART POSITION: Board of Directors NATURE: Member of the Board of Directors for a non-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 295 1st Ave., Manistee MI 49660 DESCRIPTION: Member-at-large of the Board of Directors, to assist in the operations of the non-profit. 4. THE PRIESTLY FATERNITY OF THE SACRED HEART POSITION: Board of Director NATURE: Member of the Board of Directors for a non-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: PO Box 270, Irons MI 49644, United States DESCRIPTION: Member-at-large of the Board of Directors, to assist in the operations of the non-profit. 5. DAULT FINANCIAL SERVICES POSITION: owner NATURE: My DBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/15/1996 ADDRESS: 9846 W. Harper Dr., Irons MI 49644, United States DESCRIPTION: Accounting & Tax preparation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-01-21 |
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