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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-19 |
| LA | RA | APPROVED | 2014-05-14 |
Branch Locations
7600 Fern Avenue Building 1300, Shreveport, LA 71105 • United States
Celebration, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Shreveport | LA | 05/2014 | 02/2022 |
| Stephens Inc. | Celebration | FL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1979-07-18 |
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