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Bruce Charles Goudeau

Stephens

Shreveport, LA

Celebration, FL

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-19
LA RA APPROVED 2014-05-14
  • TX RA
    APPROVED_RES
    Since 2014-05-19
  • LA RA
    APPROVED
    Since 2014-05-14

Branch Locations

7600 Fern Avenue Building 1300, Shreveport, LA 71105 • United States

Celebration, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Shreveport LA 05/2014 02/2022
Stephens Inc. Celebration FL 02/2022 Present
  • 05/2014 → 02/2022
    Stephens Inc.
    Shreveport, LA
  • 02/2022 → Present
    Stephens Inc.
    Celebration, FL
Previous Registrations
  • 2010-11-18 → 2014-05-20
    Shreveport, LA
    Shreveport, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-20
S63 Uniform Securities Agent State Law Examination 1979-07-18
  • S65 Uniform Investment Adviser Law Examination
    2016-06-20
  • S63 Uniform Securities Agent State Law Examination
    1979-07-18

View on SEC IAPD

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