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Irvine, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsic | Edmonds | WA | 05/2007 | 09/2020 |
| O'COnnell & Atarod Llc | New York | NY | 05/2007 | 08/2020 |
| National Securities Corporation | Irvine | CA | 09/2020 | 01/2022 |
| National Asset Management | Irvine | CA | 09/2020 | 01/2022 |
| J Alden Associates, Inc. | Wayne | PA | 01/2022 | 09/2022 |
| Alden Capital Management | Wayne | PA | 01/2022 | 09/2022 |
| John G. O'COnnell | Irvine | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-22 |
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