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David Allen Nyquist

LPl Financial LLC

Corsicana, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1989-07-18
  • TX RA
    APPROVED
    Since 1989-07-18

Branch Locations

1465 West Second Ave., Ste 120, Corsicana, TX 75110 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Corsicana TX 06/1989 Present
  • 06/1989 → Present
    Linsco/Private Ledger Corp.
    Corsicana, TX
Other Businesses

02/05/2009 / OTHER-NOTARY PUBLIC / I USE MY NOTARY TO NOTARIZE ANYTHING THAT NEEDS NOTARIZATION FOR BUSINESS USE ONLY. / NOTARY PUBLIC / CORSICANA, TX

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-09-28
  • S63 Uniform Securities Agent State Law Examination
    1979-09-28

View on SEC IAPD

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