Stephen Mautner Rowley

Current Employers

American Wealth Management, Inc.

3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-02-27
GA	RA	APPROVED	2009-09-01

NC RA
APPROVED

Since 2023-02-27
GA RA
APPROVED

Since 2009-09-01

Branch Locations

Nashville, TN • United States

3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H&R Block Financial Advisors, Inc.	Atlanta	GA	05/2005	Present

05/2005 → Present

H&R Block Financial Advisors, Inc.

Atlanta, GA

Previous Registrations

2007-07-20 → 2009-09-18

Ameriprise Advisor Services, Inc.

Atlanta, GA

Atlanta, GA

Other Businesses

BIGSHOTS (SPORTS PHOTO COMPANY)20% OWNER NO COMPENSATION OR REVENUES AT THIS TIME. INSURANCE LTC LIFE MAYBE 1 HR MONTH Fixed annuity Sales. 1% of time. Carriers are working with Raymond James who has done due diligence to replace matured annuities. Great American, Midland, AIG, Forethought, and Allianz.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-19
S65	Uniform Investment Adviser Law Examination	1992-05-22
S63	Uniform Securities Agent State Law Examination	1980-10-15

S66 Uniform Combined State Law Examination

2007-07-19
S65 Uniform Investment Adviser Law Examination

1992-05-22
S63 Uniform Securities Agent State Law Examination

1980-10-15

Other Names

Steve Rowley

View on SEC IAPD