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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-06-07
  • PA RA
    APPROVED
    Since 2016-06-07

Branch Locations

Cardello Building 1501 Reedsdale Street, Suite 105, Pittsburgh, PA 15233 • United States

Cranberry Township, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Pittsburgh PA 07/2014 Present
Previous Registrations
  • 2009-05-18 → 2014-07-31
    Sewickley, PA
  • 2003-04-09 → 2009-05-21
    Arthurs Lestrange Investment Advisory, Inc.
    Pittsburgh, PA
  • 2003-04-09 → 2006-11-29
    Arthurs, Lestrange & Company Incorporated
    Pittsburgh, PA
    Pittsburgh, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-21
S65 Uniform Investment Adviser Law Examination 1995-10-03
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
  • S65 Uniform Investment Adviser Law Examination
    1995-10-03

View on SEC IAPD

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