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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Miami | FL | 01/2015 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Miami | FL | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Miami | FL | 04/2025 | Present |
1. Friends of UFM; C/O UHY Advisors, 7900 West Park Dr. Suite 1420 McLean VA 22102; An organization that raises money for a university in Guatemala; member of the Board of Directors; We have monthly Directors meetings; 09/01/2010; 4 hrs/month; Not during security trading hours; Not Investment-Related 2. Americans for Tax Reform; 722 12th St. NW Washington DC 20005; ATR is a public policy advocacy group; i host a monthly discussion group in Miami; 06/12/2019; 4 hrs/month; Not during security trading hours; Not Investment-Related 3. Churchill Society of South Florida; 12120 SW 88thAve Miami FL 33176; to promote the study of history; Chairman; Invite prominent historians to speak in South Florida; 01/01/2016; 5 hrs/quarter; Not during security trading hours; Not Investment-Related 4. Interamerican Institute for Democracy; 2100 Coral Way Miami FL 33145; promotes freedom and democracy in the Western Hemisphere; Member Board of Directors; Attend monthly Board Meetings; 12/20/2019; 6 hrs/month; Not during security trading hours; Not Investment-Related 5. Friends of UFM; C/O UHY Advisors, 7900 West Park Dr. Suite 1420 McLean VA 22102; We raise money for Universidad Francisco Marroquin, Guatemala's leading University; President; I chair Board meetings and send out an annual donor letter; 08/02/2010; 6 hrs/month; Not during security trading hours; Not Investment-Related 6. Hispanic American Center for Economic Research (HACER); 910 17th St., NW Suite 422 Washington, DC 20006; HACER is a nonprofit devoted to promote the study of economic issues pertinent to the countries of Hispanic America; Member, Board of Directors; Director; 11/30/2022; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1980-02-22 |
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