Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-06-14
  • MN RA
    APPROVED
    Since 2024-06-14

Branch Locations

Eden Prairie, MN • United States

4501 Minnetonka Blvd Suite 200, St Louis Park, MN 55416-4091 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc. St Louis Park MN 04/2009 06/2024
Securities America Advisors, Inc. St Louis Park MN 11/2009 06/2024
Osaic Wealth, Inc. St Louis Park MN 06/2024 Present
Osaic Wealth, Inc. St Louis Park MN 06/2024 Present
  • 04/2009 → 06/2024
    Securities America Inc.
    St Louis Park, MN
  • 11/2009 → 06/2024
    Securities America Advisors, Inc.
    St Louis Park, MN
  • 06/2024 → Present
    St Louis Park, MN
  • 06/2024 → Present
    St Louis Park, MN
Previous Registrations
  • 2014-01-31 → 2024-06-14
    Securities America Advisors, Inc.
    Mendota Heights, MN
    St Louis Park, MN
Other Businesses

1. DBA - Diversified Wealth Management 2. CRAIG SENN INSURANCE SALES POSITION: agent NATURE: Craig Senn Insurance Sales-INSURANCE SALES FIXED INS SALES -LIFE & DI -AGENT- INVESTMENT RELATED- START DATE: 8/1994 LOCATED AT 4501 Minnetonka Blvd. Suite 200, St. Louis Park, MN 55416 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1994 ADDRESS: 7060 Crowne Oak Rd, Eden Prairie MN 55344, United States DESCRIPTION: Illustrate and sell fixed insurance products for purposes of funding client's financial strategies

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-09
  • S63 Uniform Securities Agent State Law Examination
    1995-11-09
Other Names
  • Graig Smith Senn
  • Craig Smith Senn
  • Craig S Senn

View on SEC IAPD

More in Eden Prairie, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor