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Benjamin Yost White

D/W Financial Consultants LLC

Ocean View, DE

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Current Employers
D/W Financial Consultants Llc

Ocean View, DE • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-03-02
MD RA APPROVED 2013-06-19
  • DE RA
    APPROVED
    Since 2022-03-02
  • MD RA
    APPROVED
    Since 2013-06-19

Branch Locations

Ocean View, DE • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
D/W Financial Consultants Llc Ocean View DE 01/2009 Present
Previous Registrations
  • 1996-09-05 → 2009-02-25
    Johnston Lemon Asset Management Inc
    Washington, DC
  • 2007-09-26 → 2008-12-10
    Johnston, Lemon & Co. Incorporated
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-10
S63 Uniform Securities Agent State Law Examination 1985-04-04
  • S65 Uniform Investment Adviser Law Examination
    2015-11-10
  • S63 Uniform Securities Agent State Law Examination
    1985-04-04

View on SEC IAPD

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