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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-21 |
| GA | RA | APPROVED | 2004-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 01/1979 | Present |
| Bank Of America, N.A. | Atlanta | GA | 05/2011 | Present |
I*78449 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LAND OWNERSHIP WITH TIMBER/PINE TREES INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30305 NATURE OF BUSINESS: OTHER,LAND WITH TIMBER/TREES POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/15/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWN LAND WITH TIMBER/TREES;RESPONSIBLITY IS TO HIRE PEOPLE TO CARE FOR THE TREES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-31 |
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