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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Boston | MA | 03/2011 | 09/2016 |
| Raymond James & Associates, Inc. | Boston | MA | 09/2016 | 08/2022 |
| B. Riley Wealth Management | Boston | MA | 09/2022 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Boston | MA | 09/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Boca Raton | FL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-26 |
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