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Carroll Douglas Davenport

Tcm

Atlanta, GA

Germantown, TN

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Current Employers
Tcm

1730 S. Germantown Rd. Suite 224, Germantown, TN 38138 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-04
GA RA APPROVED 2017-09-18
  • TN RA
    APPROVED
    Since 2025-01-04
  • GA RA
    APPROVED
    Since 2017-09-18

Branch Locations

Atlanta, GA • United States

1730 S. Germantown Rd. Suite 224, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Cordova TN 09/2016 Present
Trinity Capital Management, Llc Memphis TN 04/2016 Present
Trinity Capital Management, Llc Memphis TN 08/2017 Present
Previous Registrations
  • 2016-10-18 → 2017-10-04
    Raymond James Financial Services Advisors, Inc
    Cordova, TN
  • 2010-10-18 → 2012-08-08
    Davenport Investment Management, Llc
    Atlanta, GA
  • 2003-04-16 → 2010-03-31
    Atlanta Investment Counsel Llc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-29
S63 Uniform Securities Agent State Law Examination 1984-03-16
  • S65 Uniform Investment Adviser Law Examination
    2016-07-29
  • S63 Uniform Securities Agent State Law Examination
    1984-03-16
Other Names
  • Doug Davenport
  • Carroll Douglas Davenport
  • Carroll Douglas Davenport

View on SEC IAPD

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