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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-29
NC RA APPROVED 2011-03-15
NJ RA APPROVED 2010-07-01
VA RA APPROVED 2009-04-20
  • TX RA
    APPROVED_RES
    Since 2026-01-29
  • NC RA
    APPROVED
    Since 2011-03-15
  • NJ RA
    APPROVED
    Since 2010-07-01
  • VA RA
    APPROVED
    Since 2009-04-20

Branch Locations

1021 E. Cary Street Suite 1000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Richmond VA 04/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-05-12
    Richmond, VA
    New York, NY
    Richmond, VA
  • 2001-01-01 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-18
S63 Uniform Securities Agent State Law Examination 1982-07-28
  • S66 Uniform Combined State Law Examination
    2007-07-18
  • S63 Uniform Securities Agent State Law Examination
    1982-07-28

View on SEC IAPD

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