Robert Alan Strommen

Current Employers

Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-05-20
MN	RA	APPROVED	2014-01-03
WI	RA	APPROVED	2013-10-25

FL RA
APPROVED

Since 2020-05-20
MN RA
APPROVED

Since 2014-01-03
WI RA
APPROVED

Since 2013-10-25

Branch Locations

Naples, FL • United States

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Strommen And Associates,	Minneapolis	MN	01/1978	Present
Oakwood Capital Securities, Inc,	Minneapolis	MN	04/2013	Present
Oakwood Capital, Inc.	Minneapolis	MN	10/2013	Present

01/1978 → Present

Strommen And Associates,

Minneapolis, MN
04/2013 → Present

Oakwood Capital Securities, Inc,

Minneapolis, MN
10/2013 → Present

Oakwood Capital, Inc.

Minneapolis, MN

Previous Registrations

2013-10-25 → 2020-12-31

Oakwood Capital, Inc.

St. Louis Park, MN

St. Paul, MN

Other Businesses

SALES REPRESENTATIVE OF STROMMEN ASSOCIATES, 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 9/1/1978. THREE HOURS PER MONTH ARE SPENT ON THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS DURING TRADING HOURS. AUTHOR AND SOLE OWNER OF PURPOSE +3, 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 9/15/2012. THREE HOURS PER MONTH ARE SPENT ON THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS DURING NON-TRADING HOURS. OWNER OF CHECKPOINTS CONSULTING, 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 2/15/2012. TEN HOURS PER YEAR ARE SPENT ON THIS NON-INVESTMENT RELATED OUTSIDE BUSINESS DURING TRADING HOURS. INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 Highway 169 S., SUITE 1410, MINNEAPOLIS, MN 55426 (INVESTMENT RELATED BUSINESS - OC IS AN SEC REGISTERED INVESTMENT ADVISOR.) AFFILIATED WITH OC 11/30/2012. APPROXIMATELY 20 HOURS PER WEEK ARE SPENT ON OC BUSINESS DURING TRADING HOURS. OWNER OF ROCKPOINT SHORES INC., 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 6/16/2015. APPROXIMATELY ONE HOUR PER MONTH IS SPENT ON THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS DURING NON TRADING HOURS. OWNER OF STROMMEN BALSAM LAKE PROPERTY LLC, 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 6/16/2015. ZERO HOURS ARE SPENT ON THIS NON-INVESTMENT OUTSIDE BUSINESS DURING NON TRADING HOURS. OWNER OF BALSAM BOSTON BAY PARTNERS LLC 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 6/16/2015. APPROXIMATELY 1 HOUR PER MONTH IS SPENT ON THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS DURING NON-TRADING HOURS. SALES REPRESENTATIVE FOR LONG-TERM CARE INSURANCE; 4751 Gulfshore Blvd N #507, Naples, FL 34103; SINCE 3/23/2016. APPROXIMATELY 5 HOURS PER MONTH ARE SPENT ON THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-24
S63	Uniform Securities Agent State Law Examination	2004-01-14

S65 Uniform Investment Adviser Law Examination

2013-10-24
S63 Uniform Securities Agent State Law Examination

2004-01-14

Other Names

Bob Strommen
Robert Alan Strommen
Robert Alan Strommen

View on SEC IAPD