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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-07
VA RA APPROVED 2019-04-25
  • TX RA
    APPROVED_RES
    Since 2021-07-07
  • VA RA
    APPROVED
    Since 2019-04-25

Branch Locations

5706 Grove Avenue Suite 200, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Richmond VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 04/2019
Raymond James & Associates, Inc. Richmond VA 04/2019 Present
Data Organization Richmond VA 05/2006 03/2024
Previous Registrations
Other Businesses

(1)Name of Business: WESTCAP, LLC Address: 5706 Grove Ave, Richmond, VA, 23226, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: It is an LLC that pays the business insurance for our RJAS Branch office in the space we lease. It serves no other purpose and I do not conduct any business with the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-06
  • S66 Uniform Combined State Law Examination
    2007-06-06
Other Names
  • Hynson Howell Marvel

View on SEC IAPD

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