Mary H Jochim

Current Employers

Sterling Financial Advisors, Llc

Omaha, NE • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2026-01-08

NE RA
APPROVED

Since 2026-01-08

Branch Locations

Omaha, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sterling Financial Advisors Llc	Omaha	NE	03/1998	Present

03/1998 → Present

Sterling Financial Advisors Llc

Omaha, NE

Other Businesses

Deeside on Manhattan Point, 12115 Whitefish Ave., Crosslake, MN 56442, not investment related, vacation cabin rental, owner, approximately 4 hours per month, 0 during trading hours. Facilitate rentals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-29
S63	Uniform Securities Agent State Law Examination	1979-11-08

S65 Uniform Investment Adviser Law Examination

1994-03-29
S63 Uniform Securities Agent State Law Examination

1979-11-08

Other Names

Mary Jochim
Mary Jochim Allan
Mary Helen Jochimallan
Mary Helen Jochim
May Helen Dean

View on SEC IAPD