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Kevin Michael Plunkett

Semper Financial

Stuart, FL

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Current Employers
Semper Financial

Stuart, FL • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-21
NY RA APPROVED 2021-04-21
  • NC RA
    APPROVED
    Since 2024-06-21
  • NY RA
    APPROVED
    Since 2021-04-21

Branch Locations

Stuart, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Semper Financial Manhasset NY 09/2011 05/2024
Semper Financial Advisors Llc Southern Pines NC 05/2024 07/2026
Semper Financial Advisors Llc Stuart FL 07/2026 Present
  • 09/2011 → 05/2024
    Semper Financial
    Manhasset, NY
  • 05/2024 → 07/2026
    Semper Financial Advisors Llc
    Southern Pines, NC
  • 07/2026 → Present
    Semper Financial Advisors Llc
    Stuart, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-20
S63 Uniform Securities Agent State Law Examination 1980-02-20
  • S65 Uniform Investment Adviser Law Examination
    2016-02-20
  • S63 Uniform Securities Agent State Law Examination
    1980-02-20
Other Names
  • Kevin M Plunkett

View on SEC IAPD

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