John Barry Clemens

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-27
OH	RA	APPROVED	2022-09-30

TX RA
APPROVED_RES

Since 2022-10-27
OH RA
APPROVED

Since 2022-09-30

Branch Locations

2 Equity Way Suite 200, Westlake, OH 44145 • United States

Cleveland, OH • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Westlake	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Westlake	OH	11/2016	09/2022
Rbc Capital Markets, Llc	Westlake	OH	09/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Westlake, OH
11/2016 → 09/2022

Wells Fargo Clearing Services, Llc

Westlake, OH
09/2022 → Present

Rbc Capital Markets, Llc

Westlake, OH

Previous Registrations

2005-05-17 → 2022-09-30

Wells Fargo Clearing Services, Llc

Westlake, OH

Westlake, OH

Westlake, OH
1999-11-19 → 2005-05-18

Keybanc Capital Markets Inc.

Rocky River, OH

Other Businesses

(1) TOWN HOMES OF OHIO CITY, NOT INV RELATED, CLEVELAND, OH, BOARD MEMBER, START 6/1/2006, 1 HOUR PER MONTH, ZERO DURING TRADING, MAINTENANCE, BUDGET, FUTURE EXPENSES OF HOA. TRUSTEE FOR SPOUSE, INV RELATED, WESTLAKE, OH, START: 6/1/2005, 20 HOURS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1980-02-29

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1980-02-29

Other Names

John Clemens
J. Barry Clemens
Barry Clemens

View on SEC IAPD