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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-08-13
TX RA APPROVED 2012-08-10
  • MI RA
    APPROVED
    Since 2012-08-13
  • TX RA
    APPROVED
    Since 2012-08-10

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bloomfield Hills MI 08/2012 Present
Previous Registrations
Other Businesses

1) SPRINGBROOK RANCH / 1800 Moors Court Bloomfield Hills, MI 48302 / Other / Agriculture & Livestock / Grow alphafa / Other / Director / Pay bills and interact with farmer / Start date 04/15/2008 / 1 hr per month MO /// 2) 1996 WOODWARD AVENUE / 31996 Woodward Ave Royal Oak, Michigan 48073 / Sole Proprietorship/ Real Estate / Rental Property. Currently leased to SZ Properties LLC for 5 years with a 5 year extension guarantee / Proprietor / owner / / Administer the terms of the lease with my Tenant / Start Date 4/5/2017/ End Date 4/5/2022/

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-26
S63 Uniform Securities Agent State Law Examination 1982-12-08
  • S66 Uniform Combined State Law Examination
    2010-10-26
  • S63 Uniform Securities Agent State Law Examination
    1982-12-08

View on SEC IAPD

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