Eugene Ralph Freedman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-05-02
SC	RA	APPROVED	2017-09-06
VA	RA	APPROVED	2008-10-17

NC RA
APPROVED

Since 2025-05-02
SC RA
APPROVED

Since 2017-09-06
VA RA
APPROVED

Since 2008-10-17

Branch Locations

Smithfield, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Roanoke	VA	10/2008	Present

10/2008 → Present

Lpl Financial, Llc

Roanoke, VA

Previous Registrations

2000-08-11 → 2008-10-21

Wells Fargo Clearing Services, Llc

Roanoke, VA

Roanoke, VA
2000-08-11 → 2002-06-27

Wachovia Securities, Inc.

Roanoke, VA

Other Businesses

1. 5/15/2009: The Navigator Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 90%.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-11-20
S65	Uniform Investment Adviser Law Examination	1991-06-27

S63 Uniform Securities Agent State Law Examination

1992-11-20
S65 Uniform Investment Adviser Law Examination

1991-06-27

Other Names

Gene Freedman

View on SEC IAPD