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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
10451 West Palmeras Drive Suite 200, Sun City , AZ 85373 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stan Brase & Associates | Peoria | AZ | 01/1977 | Present |
| Voya Financial Advisors | Peoria | AZ | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Rayhons Financial Solutions, Llc | Gilbert | AZ | 07/2026 | Present |
1. NAME OF ENTITY:Stan Brase & Associates; Yes; 6917 W ASTER DRIVE; PEORIA; AZ; 85381; DBA; agent; 1/1/1977; 160; 160; sales and service of fixed insurance products|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6917 W ASTER DRIVE; PEORIA; AZ; 85381; independent insurance agent; INDEPENDENT INSURANCE AGENT; 2/9/1989; 160; 160; sales of fixed insurance products| 2. NAME OF OTHER BUSINESS: RAYHONS FINANCIAL SOLUTIONS, LLC ; INVESTMENT RELATED: YES, ADDRESS: 313 N. GILBERT RD, STE 200, GILBERT, AZ 85234; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-16 |
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