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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • AZ RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

10451 West Palmeras Drive Suite 200, Sun City , AZ 85373 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stan Brase & Associates Peoria AZ 01/1977 Present
Voya Financial Advisors Peoria AZ 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Rayhons Financial Solutions, Llc Gilbert AZ 07/2026 Present
  • 01/1977 → Present
    Stan Brase & Associates
    Peoria, AZ
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Peoria, AZ
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2026 → Present
    Rayhons Financial Solutions, Llc
    Gilbert , AZ
Previous Registrations
Other Businesses

1. NAME OF ENTITY:Stan Brase & Associates; Yes; 6917 W ASTER DRIVE; PEORIA; AZ; 85381; DBA; agent; 1/1/1977; 160; 160; sales and service of fixed insurance products|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6917 W ASTER DRIVE; PEORIA; AZ; 85381; independent insurance agent; INDEPENDENT INSURANCE AGENT; 2/9/1989; 160; 160; sales of fixed insurance products| 2. NAME OF OTHER BUSINESS: RAYHONS FINANCIAL SOLUTIONS, LLC ; INVESTMENT RELATED: YES, ADDRESS: 313 N. GILBERT RD, STE 200, GILBERT, AZ 85234; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-29
S63 Uniform Securities Agent State Law Examination 1990-11-16
  • S65 Uniform Investment Adviser Law Examination
    1998-06-29
  • S63 Uniform Securities Agent State Law Examination
    1990-11-16
Designations
Other Names
  • Stan Brase

View on SEC IAPD

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