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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-29
NY RA APPROVED 2021-11-17
TX RA APPROVED_RES 2002-09-23
FL RA APPROVED 1988-06-22
  • CA RA
    APPROVED
    Since 2023-03-29
  • NY RA
    APPROVED
    Since 2021-11-17
  • TX RA
    APPROVED_RES
    Since 2002-09-23
  • FL RA
    APPROVED
    Since 1988-06-22

Branch Locations

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

East Patchogue, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Miami FL 06/1988 Present
Other Businesses

Banyan Townhomes of South Miami / Sunset Drive South Miami,Florida 33143 / Other/ Other Personal residence townhome complex / decision making for property maintenance and financial budgeting / Other / President and Treasurer / vote to retain property maintenance contractors, sign checks, vote on property improvements / Start Date 1/12/2017/Condominium Association / 1-2 hrs week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-04
S63 Uniform Securities Agent State Law Examination 1982-03-29
  • S66 Uniform Combined State Law Examination
    2003-05-04
  • S63 Uniform Securities Agent State Law Examination
    1982-03-29
Other Names
  • Kate J Reilley
  • Kathleen Jane Jorgensen

View on SEC IAPD

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