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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winslow, Evans, & Crocker, Inc. | Boston | MA | 11/2001 | 03/2021 |
| National Securities Corporation | Boston | MA | 03/2021 | 07/2022 |
| B. Riley Wealth Management | Boston | MA | 07/2022 | 04/2025 |
| B. Riley Wealth Advisors | Boston | MA | 03/2021 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Boston | MA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-01 |
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