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1445 Ross Avenue, Suite 2700, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-03 |
| TX | RA | APPROVED | 2020-10-20 |
Branch Locations
1445 Ross Avenue, Suite 2700, Dallas, TX 75202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer Investments Llc | Boston | MA | 01/2011 | 02/2020 |
| Mmc Securities Corp. | Boston | MA | 03/2011 | 12/2019 |
| Mgi Funds Distributors, Llc | The Hills | TX | 01/2020 | 02/2020 |
| Commerce Street Capital, Llc | Dallas | TX | 09/2020 | Present |
| Commerce Street Investment Management | Dallas | TX | 09/2020 | Present |
| Mgi Funds Distributors, Llc | The Hills | TX | 03/2020 | 09/2020 |
1. Biowave Corporation; Norwalk, CT; Director from 2004-present; non-investment business related; 2-4 hours/month 2. Meythaler Consulting LLC; Non-Investment Related; The Hills, TX; To serve as a consultant to various law firms who are engaged on behalf of defendants in securities litigation; Consultant, potentially Expert Witness; 08/2023; Approximately 20-25 hours per month; Approximately 0-2 hours per month during securities trading hours; Duties will include reviewing relevant material, drafting reports/opinions; providing testimony via depositions and or trial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 2009-10-22 |
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