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Barb Esker

Northwestern Mutual Investment Services, LLC

Chicago, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-05-03
  • IL RA
    APPROVED
    Since 2005-05-03

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Chicago IL 10/2002 Present
Christina I Collins Chicago IL 12/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-02
S63 Uniform Securities Agent State Law Examination 2000-05-11
  • S65 Uniform Investment Adviser Law Examination
    2005-05-02
  • S63 Uniform Securities Agent State Law Examination
    2000-05-11
Other Names
  • Barbara Helen Schulz

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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