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Current Employers
Network 1 Financial Advisors Inc.

Red Bank, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-30
  • TX RA
    APPROVED
    Since 2026-01-30

Branch Locations

Red Bank, NJ • United States

Houston, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D. E. Wine Investments Inc. Houston TX 10/1990 Present
Network 1 Financial Advisors Inc. Houston TX 09/2016 Present
Unemployed Houston TX 03/2016 09/2016
  • 10/1990 → Present
    D. E. Wine Investments Inc.
    Houston, TX
  • 09/2016 → Present
    Houston, TX
  • 03/2016 → 09/2016
    Unemployed
    Houston, TX
Previous Registrations
Other Businesses

1) BLUE SAIL ENERGY, INC. NOT INVESTMENT RELATED. 16720 STUEBNER AIRLINE RD #220, SPRING TX 77379. ALTERNATIVE ENERGY DEVELOPMENT. PRESIDENT. 8/29/2005.20 HOURS PER MONTH, NONE DURING TRADING HOURS.DUTIES INCLUDE DEVELOPMENT OF NEW BUSINESS OPPORTUNITIES IN THE ALTERNATIVE ENERGY INDUSTRY.__________2) COASTAL BEND CAPITAL LLC. INVESTMENT RELATED.14505 TORREY CHASE #400, HOUSTON TX 77014. BUSINESS CONSULTING. MEMBER OF LLC. 1 HOUR PER MONTH, NONE DURING TRADING.CURRENTLY DO NOT HAVE ANY DUTIES RELATED TO THIS COMPANY.__________3) HEADWALL VENTURES, INC. NOT INVESTMENT-RELATED,2126 PECKHAM, HOUSTON, TX 77019,CLOTHING MANUFACTURING AND LICENSING, PRESIDENT,START DATE 01/03/1997. 1 HOUR DURING TRADING HOURS. DUTIES ARE OVERALL MANAGEMENT OF COMPANY.__________4) BOTIMOR CAPITAL LLC,INVESTMENT RELATED,2126 PECKHAM ST. HOUSTON,TX 77019,FAMILY LLC FOR ESTATE PLANNING,MEMBER,10/18/2004,5 HOURS PER MONTH,NONE DURING TRADING HOURS,ANALYZE INVESTMENTS FOR OWN ACCOUNT.__________5) ALPHA & OMEGA INSURANCE AGENCY, NON-INVESTMENT RELATED, AGENT - AUTO, HOME AND LIFE INSURANCE . 20 HOURS PER MONTH DURING NORMAL BUSINESS HOURS. FIVE HOURS PER MONTH NON BUSINESS HOURS.__________6) SERNA INSURANCE AGENCY, 2126 PECKHAM ST, HOUSTON, TX 77019. NON-INVESTMENT RELATED. START DATE: 4/2/17. DUTIES: AGENT FOR AUTO, HOME, COMMERCIAL INSURANCE. HOURS DEVOTED DURING BUSINESS HOURS: 10/MONTH. HOURS DEVOTED DURING NON-BUSINESS HOURS: 5/MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-11
S63 Uniform Securities Agent State Law Examination 1981-05-27
  • S65 Uniform Investment Adviser Law Examination
    2014-11-11
  • S63 Uniform Securities Agent State Law Examination
    1981-05-27

View on SEC IAPD

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