John Albert Oeming

Current Employers

Nw Advisory

Wilsonville, OR • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-02-10

OR RA
APPROVED

Since 2025-02-10

Branch Locations

Eugene, OR • United States

Wilsonville, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	San Diego	CA	08/2013	02/2020
The Oeming Group	Eugene	OR	08/2013	Present
Aegis Capital Corp	Eugene	OR	03/2020	Present

08/2013 → 02/2020

Commonwealth Financial Network

San Diego, CA
08/2013 → Present

The Oeming Group

Eugene, OR
03/2020 → Present

Aegis Capital Corp

Eugene, OR

Previous Registrations

2020-03-02 → 2025-01-31

Aegis Capital Corp.

Eugene, OR

Melville, NY

Eugene, OR

New York, NY

Eugene, OR

Portland, OR
2013-08-16 → 2020-02-19

Commonwealth Financial Network

Eugene, OR
2010-05-26 → 2013-08-19

D.A. Davidson & Co.

Eugene, OR
2009-06-01 → 2010-06-21

Morgan Stanley

Eugene, OR
2003-04-23 → 2009-06-01

Citigroup Global Markets Inc.

Eugene, OR

Eugene, OR

Other Businesses

Fixed insurance sales.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-01
S63	Uniform Securities Agent State Law Examination	1983-05-12

S65 Uniform Investment Adviser Law Examination

1992-10-01
S63 Uniform Securities Agent State Law Examination

1983-05-12

Other Names

Jack Albert Oeming

View on SEC IAPD