William George Chao

Current Employers

Puget Sound Capital Services Llc

Seattle, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2006-06-15

WA RA
APPROVED

Since 2006-06-15

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Puget Sound Capital Services Llc	Seattle	WA	06/2006	Present

06/2006 → Present

Puget Sound Capital Services Llc

Seattle, WA

Previous Registrations

2006-04-21 → 2006-05-30

Lpl Financial Llc

Seattle, WA

Other Businesses

BUSINESS NAME: MAGNUSON PARK CENTER FOR EXCELLENCE (dba: Hangar2); NATURE OF BUSINESS: 501C(3) NOT FOR PROFIT-COMMUNITY SERVICE; INVESTMENT RELATED BUSINESS: NO; ADDRESS: 1314 6TH AVE W, SEATTLE, WA, 98119; POSITION/TITLE: CO-CHAIR; DATE OF FORMATION: 10/9/2015; HOURS PER MONTH: 10; HOURS PER MONTH DURING TRADING HOURS: 0; DUTIES: POLICY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-20
S63	Uniform Securities Agent State Law Examination	1983-11-04

S66 Uniform Combined State Law Examination

2006-04-20
S63 Uniform Securities Agent State Law Examination

1983-11-04

View on SEC IAPD