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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-03
TX RA APPROVED_RES 2023-02-01
  • PA RA
    APPROVED
    Since 2023-02-03
  • TX RA
    APPROVED_RES
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Boyertown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood, Inc. Pottstown PA 03/1983 02/2023
Lpl Financial, Llc Pottstown PA 02/2023 Present
  • 03/1983 → 02/2023
    Boenning & Scattergood, Inc.
    Pottstown, PA
  • 02/2023 → Present
    Pottstown, PA
Previous Registrations
  • 2007-08-30 → 2023-02-06
    Boenning & Scattergood, Inc.
    Pottstown, PA
    West Conshohocken, PA
Other Businesses

1. 07/01/1995 - SCHEDULE C REPORTING/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 5%/ 601 E HIGH ST, POTTSTOWN, PA 19464 2. 01/01/2012 - BROOKSIDE GEEZER GOLF LEAGUE, LLC./ OTHER/ NOT INVESTMENT RELATED/ 0%/ BOYERTOWN, PA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-21
S63 Uniform Securities Agent State Law Examination 1983-01-12
  • S65 Uniform Investment Adviser Law Examination
    2001-03-21
  • S63 Uniform Securities Agent State Law Examination
    1983-01-12
Other Names
  • Daniel B Boyer

View on SEC IAPD

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