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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-10-24
  • MO RA
    APPROVED
    Since 2025-10-24

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

500 Maryville University Drive, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Fairview Heights IL 07/2006 02/2018
Patty Long Catering St. Louis MO 09/2006 10/2023
Td Ameritrade, Inc. Chicago IL 02/2018 06/2024
Charles Schwab And Co., Inc. St Louis MO 10/2023 Present
Charles Schwab Bank St Louis MO 10/2025 Present
  • 07/2006 → 02/2018
    Scottrade, Inc.
    Fairview Heights, IL
  • 09/2006 → 10/2023
    Patty Long Catering
    St. Louis, MO
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Chicago, IL
  • 10/2023 → Present
    Charles Schwab And Co., Inc.
    St Louis, MO
  • 10/2025 → Present
    Charles Schwab Bank
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2008-02-22
  • S66 Uniform Combined State Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2008-02-22

View on SEC IAPD

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