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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-16 |
| CT | RA | APPROVED | 2026-07-10 |
| MS | RA | APPROVED | 2026-06-30 |
| LA | RA | APPROVED | 2026-06-12 |
| TX | RA | APPROVED_RES | 2026-05-29 |
| CA | RA | APPROVED | 2026-05-27 |
Branch Locations
1601 Belle Chasse Highway, Suite 200, Gretna, LA 70056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities L.P. | Orange | CA | 03/2000 | 05/2024 |
| Legacy Investment Strategies L.L.C. | Gretna | LA | 12/2011 | 05/2026 |
| Arkadios Capital | Atlanta | GA | 05/2026 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 05/2026 | Present |
| Lpl Financial Llc | Gretna | LA | 05/2024 | 05/2026 |
1) Legacy Investment Strategies, DBA, Investment Related - At Reported Business Location(s) - DBA- Started: 5/1/2024 - 120 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-15 |
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