Carol A Oneal

Current Employers

Employment History

• 02/1998 → 03/2020
  Hatteras Community Center District
  Hatteras, NC
• 01/2003 → 03/2020
  Hatteras Umc
  Hatteras, NC
• 01/2003 → 03/2020
  Hatteras Civic Association
  Hatteras, NC
• 06/2005 → 06/2018
  Nc Watermen United
  Hatteras, NC
• 07/2006 → 03/2020
  Hd Vest
  Hatteras, NC
• 10/2016 → 03/2020
  Hd Vest Advisory Services
  Frisco, NC
• 03/2020 → Present
  Lpl Financial, Llc
  Frisco, NC
• 01/1999 → Present
  Hatteras Community Center District
  Hatteras, NC

Previous Registrations

• 2016-10-25 → 2020-03-31
  Avantax Advisory Services
  Frisco, NC

Other Businesses

1) 03/31/2020 - Outside/W-2 Employment - Hatteras Community Center District - Investment Related - Hatteras, NC - Started 1999 2) 03/31/2020 - Non-Profit Board Member - Hatteras United Methodist Church - Not Investment Related - Hatteras, NC - Start Date 12/7/2009 - 5 hours per month/ 0 hours during trading 3) 03/31/2020 - DBA for LPL Business (entity for LPL business) - Wealth Planning Advisors Inc - Investment Related - At Reported Business Location(s) - Started 2013 4) 03/31/2020 - Non-Profit Board Member - Hatteras Village Civic Assoc Inc - Investment Related - Hatteras, NC - Started 1999 - 5 hours per month 5) 03/31/2020 - Real Estate Rental - Frisco Properties LLC - Investment Related - Frisco, NC - Started 2008 - 10 hours per month/ during trading 7) 03/31/2020 - CPA Affiliate Program - Kostich & O'Neal Certified Public Accountants - Frisco, NC - 75 hours per month 8) 11/09/2021 - MCC Pinehurst Partnership - Not Investment Related - Pinehurst, NC - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2021 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-20
• S63 Uniform Securities Agent State Law Examination
  2006-10-17